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Investment Appraisal

Foundations of Finance

Investment Appraisal

Syllabus tag: KASNEB CPA | Intermediate Level | CA22 Financial Management | Topic 2 Investment Appraisal

Lesson objectives

By the end of this topic, you will be able to:

  • Compute and interpret net present value (NPV)
  • Estimate the internal rate of return (IRR) by interpolation
  • Compute payback period and discounted payback period
  • Compute accounting rate of return (ARR) and the profitability index
  • Say which method an examiner expects and why NPV normally wins

The project used throughout

One project runs through every method below, so the results can be compared.

YearCash flow (KES)
0(500,000)
1150,000
2180,000
3200,000
4220,000

Cost of capital 10%.

Words to know

  • Net present value — the present value of the inflows less the initial outlay.
  • Internal rate of return — the discount rate at which NPV is exactly zero.
  • Payback period — how long the project takes to repay its outlay.
  • Discounted payback — the same, but on discounted cash flows.
  • Accounting rate of return — average profit as a percentage of investment.
  • Profitability index — present value of inflows per shilling invested.
Project cash flows Project cash flows 0 (500,000) 1 150,000 2 180,000 3 200,000 4 220,000 discounted back to year 0 Each inflow is dragged back a different distance.

Net present value

Discount every inflow to today, then subtract the outlay.

YearCash flowFactor at 10%Present value
1150,0000.9091136,364
2180,0000.8264148,760
3200,0000.7513150,263
4220,0000.6830150,263
Total585,650

NPV = 585,650 − 500,000 = KES 85,650

Positive, so the project adds value at a 10% cost of capital. Accept.

The decision rule is simply: accept if NPV is positive, and where projects compete, take the highest NPV.

NPV profile NPV profile 0 IRR 17.19% 0% 5% 10% 15% 20% 25% 30% discount rate NPV The profile is a curve, so a straight line between two sampled points overstates the IRR.

Internal rate of return

The rate at which NPV becomes zero. At 20% the same project gives:

NPV at 20% = −KES 28,164

Positive at 10%, negative at 20%, so the IRR lies between them. Interpolate:

IRR ≈ 10% + [85,650 / (85,650 + 28,164)] × 10% = 17.5%

The exact figure is 17.19%. Interpolation always overstates slightly, because it draws a straight line through a curve. An examiner accepts the interpolated answer when the working is shown.

Decision rule: accept if IRR exceeds the cost of capital. Here 17.19% beats 10%, which agrees with the NPV.

:::checkpoint NPV and IRR agreed on this project. Describe a situation where they would disagree, and say which one you would follow. :::

Payback period

How long until the outlay is recovered, ignoring the time value of money.

YearCash flowCumulative
1150,000150,000
2180,000330,000
3200,000530,000

The 500,000 is passed during year 3. Of that year's 200,000, only 170,000 is needed:

Payback = 2 + (170,000 / 200,000) = 2.85 years

Quick to compute and easy to explain, which is why it survives in practice. But it ignores everything after the payback point and ignores discounting entirely — a project returning nothing in year 4 scores identically here.

Discounted payback

The same calculation on discounted flows, which fixes one of those two faults.

Cumulative discounted: 136,364 then 285,124 then 435,387, passing 500,000 during year 4.

Discounted payback = 3.43 years

Always longer than plain payback, because discounted inflows are smaller.

Accounting rate of return

Based on accounting profit, not cash flow.

Total inflows 750,000, less depreciation of 500,000, gives total profit of 250,000 over four years — average profit 62,500.

  • On average investment (500,000 ÷ 2 = 250,000): 62,500 / 250,000 = 25%
  • On initial investment (500,000): 62,500 / 500,000 = 12.5%

Both are correct; they answer different questions. State which basis you have used, because the two differ by a factor of two and an unlabelled answer looks wrong.

Profitability index

PV of inflows per shilling invested:

PI = 585,650 / 500,000 = 1.17

Above 1.0 means accept. Its real use is ranking projects when capital is rationed, since it measures value per shilling rather than total value.

Which method wins

NPV is the primary rule at this level, for three reasons: it measures value in shillings, it uses all the cash flows, and it discounts them properly. IRR is a useful cross-check but misleads on mutually exclusive projects and can give several answers where cash flows change sign more than once. Payback measures liquidity risk, not value. ARR is the only one built on accounting profit rather than cash.

:::checkpoint A project costs 500,000, returns nothing for three years, then returns 900,000 in year 4. Its payback period is 4 years — the worst of any project your company is considering. Would you reject it on that basis? Explain what payback fails to capture here. :::

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